| Description |
1 online resource (100 pages) : illustrations, tables |
| Series |
IMF Country Report ; Number 11/204 |
|
IMF country report ; no. 11/204.
|
| Contents |
Cover; Contents; Glossary; A; B; C; D; E; F; G; H; I; K; M; N; O; P; R; S; T; U; W; I. Executive Summary; II. Introduction; III. Information and Methodology Used for the Assessment; IV. Description of the Regulatory Structure; V. Market Structure; VI. General Preconditions for Effective Securities Regulation; VII. Main Findings; Tables; 1. Summary Implementation of the IOSCO Principles and Objectives of Securities Regulation; 2. Recommended Action Plan to Improve Implementation of the IOSCO Principles and Objectives of Securities Regulation |
| Summary |
The Netherlands Authority for Financial Markets (AFM) has developed a robust supervisory framework, which exhibits high levels of implementation of the International Organization of Securities Commissions Principles. The AFM's efforts are complemented by The NetherlandsCentral bank's (DNB) program of prudential supervision, which is reasonable and credible. Gaps in the legal framework for issuers, and on management of collective investment schemes, in the case of the DNB, have imposed limitations. Their ability to react in a swift manner to emerging risks in the financial sector is limited |
| Notes |
Online resource; title from PDF title page (ebrary, viewed September 22, 2014) |
| Subject |
Securities -- Netherlands
|
|
Securities -- State supervision -- Netherlands
|
|
Securities
|
|
Securities -- State supervision
|
|
Netherlands
|
| Form |
Electronic book
|
| ISBN |
9781462373857 |
|
1462373852 |
|
