Table of Contents |
1. | Introduction | 1 |
1.1. | Historical Perspective | 1 |
1.2. | Current Technology is Conditioned by our History | 2 |
1.3. | The Danger of Myths and the Public | 4 |
1.4. | Defects in Components, Ductile and Brittle Materials | 6 |
1.5. | The Industrial Revolution and Failures in Pressure Components | 7 |
1.6. | The Advent of Fracture Mechanics | 9 |
1.7. | Scope of the Failure Analysis | 10 |
1.7.1. | Example 1.A Expert Analysis After a Traffic Accident | 13 |
1.8. | Concluding Remarks | 15 |
| References | 18 |
2. | Tools for Preliminary Analysis of a Mechanical Failure | 19 |
2.1. | Methodologies for Field Investigation After a Failure | 19 |
2.2. | Collecting Data and History | 21 |
2.3. | Visual Inspection Techniques and Field Photography | 21 |
2.4. | How to Detect the Site of Initiation of Mechanical Failure | 25 |
2.4.1. | Fractographic | 25 |
2.4.2. | Example 2.A Identification of Failure Origin | 28 |
2.4.3. | Initiation Site of a Fracture | 29 |
2.4.4. | Example 2.B Detection of Previous In-Service Damage | 32 |
2.5. | Failure of Threaded and Rotating Elements | 33 |
2.5.1. | Example 2.C Failure of a Bolted Structure | 36 |
2.6. | Extraction and Storage of Samples | 39 |
2.7. | Inspection by NDT Techniques | 42 |
2.8. | Organization of Work Teams | 48 |
| References | 51 |
3. | Tools for the Microscopic Analysis of a Mechanical Failure | 53 |
3.1. | Microstructural and Metallographic Characterizations of Metallic Parts | 53 |
3.2. | Cutting and Preparation of Samples | 54 |
3.3. | The Polycrystalline Nature of Metals | 58 |
3.4. | Microscopic Examination of the Structure of Metals | 60 |
3.4.1. | Example 3.A Metallographic Analysis of a Welded Pipe | 65 |
3.5. | Microscopic Examination of Fracture Surfaces | 66 |
3.5.1. | Example 3.B Fractographic Analysis of a Thick-Walled Tube | 68 |
3.6. | Identification of Subcritical Growth Surfaces | 71 |
3.6.1. | Example 3.C Failure of a Flexible Connection | 73 |
3.7. | High Magnification Tools, Electron Microscopy | 75 |
3.7.1. | Example 3.D SEM Analysis | 76 |
3.8. | Extra-High Definition Fractographic Analyses, Nano Devices | 80 |
| References | 83 |
4. | Mechanisms of Damage and Failure | 85 |
4.1. | Introduction | 85 |
4.2. | Failure Mechanisms | 87 |
4.3. | Mechanisms of In-service Damage | 89 |
4.4. | Corrosion | 90 |
4.4.1. | Example 4.A Corrosion in Exchanger Tubes | 96 |
4.5. | Propagation of Cracks, Fatigue | 100 |
4.5.1. | Example 4.B Fatigue Failure in a Pipeline | 100 |
4.6. | Hydrogen Damage | 104 |
4.7. | Damage by Prolonged Exposure to High Temperature | 106 |
4.7.1. | Example 4.C Fire in a Hydrocarbon Furnace | 107 |
4.8. | Environment Assisted Cracking | 111 |
4.8.1. | Example 4.D Cracks in a Heat Exchanger Tube Plate | 114 |
4.9. | Discontinuities or Defects Introduced During Manufacture | 116 |
| References | 120 |
5. | Damage Resistance Tests of Materials | 121 |
5.1. | Tensile Testing | 122 |
5.1.1. | Example 5.A A Stainless Steel Tube at High Temperature | 125 |
5.2. | Ductile-Brittle Transition Temperature | 126 |
5.3. | Experimental Determination of Fracture Toughness | 129 |
5.4. | Spectrometry Analysis and Hardness Tests | 132 |
5.5. | Experimental Measurement of Residual Stresses | 135 |
5.6. | Experimental Determination of the Resistance to In-service Damage | 137 |
5.7. | Testing of Fatigue Life | 138 |
5.8. | Techniques for Corrosion Monitoring | 140 |
5.9. | Estimation of SCC Propagation Rates and Threshold Stress | 142 |
5.10. | Creep Resistance and Monitoring of In-service Damage | 144 |
| References | 148 |
6. | Modeling Tools Applied to the Analysis of Mechanical Failures | 149 |
6.1. | Introduction | 149 |
6.2. | Numerical Modeling Tools | 152 |
6.2.1. | Example 6.A Modeling of Soil-Pipeline Interaction | 155 |
6.3. | Criteria for Modeling Pressure Components | 158 |
6.3.1. | Example 6.B Stress Analysis of Damper Vessel | 161 |
6.4. | Stress Analysis of Cracked Components | 162 |
6.5. | Calculation of the Load Required for Brittle Fracture | 164 |
6.6. | Calculation of the Conditions for Ductile Fracture | 168 |
6.6.1. | Example 6.C Calculation of Applied Stress at a Pre-existing Defect | 170 |
6.7. | Mechanical Modeling of Longitudinal Cracks in Pipes | 172 |
6.8. | Mechanical Modeling of Fatigue Crack Propagation | 174 |
6.8.1. | Example 6.D Modeling of Fatigue Crack Growth in Compressor | 177 |
6.9. | Determination of Fracture Toughness in Post-failure Samples | 178 |
| References | 180 |
7. | Root Cause Analyses | 183 |
7.1. | Introduction | 183 |
7.2. | The Explosion of the Challenger Space Shuttle | 184 |
7.3. | Methodology for Root Cause Analysis | 187 |
7.3.1. | Example 7.A Is a Blown Fuse a Failure? | 189 |
7.4. | The Cause--Effect Tree | 189 |
7.5. | Data Collection: Interviews and Statements | 191 |
7.5.1. | Example 7.B Causal Tree in a "Hot Tap" Repair | 193 |
7.6. | Data Collection: Documents and Records | 198 |
7.7. | Rebuttal, Iteration, Coincidence, and Causality | 199 |
7.7.1. | Example 7.C RCA of Failure in Directional River Crossing | 202 |
7.8. | Levels in Failure Analyses | 209 |
7.9. | Alternative Formats for a Failure Investigation | 212 |
7.9.1. | Example 7.D RCA of Fire in a Heater at a Petrochemical Plant | 214 |
| References | 217 |
8. | Damage and Failure Mechanisms in Machinery | 219 |
8.1. | Definition of Failure in Machinery | 219 |
8.2. | Modes of Failure in Shafts | 220 |
8.2.1. | Example 8.A Failure of Shaft in a Hydraulic Pump | 220 |
8.3. | Failures of Bearings | 221 |
8.3.1. | Example 8.B Failure of Bearing in A.C. Generator | 225 |
8.4. | Failure in Sliding or Plain Bearings | 227 |
8.4.1. | Example 8.C Failure of Sliding Bearing in a Large Gas Engine | 228 |
8.5. | Failure of Transmission Elements: Gears and Couplings | 230 |
8.5.1. | Gears | 230 |
8.5.2. | Couplings | 233 |
8.5.3. | Example 8.D Failure of a Flexible Coupling | 234 |
8.6. | Failure of Fasteners, Bolts, and Other Threaded Elements | 237 |
8.6.1. | Example 8.E Failure of an Allen Type Fastening Bolt in a Compressor Piston Head | 241 |
8.7. | Characteristic Failures in Turbo Machines | 244 |
8.7.1. | Steam Turbines | 244 |
8.7.2. | Example 8.F Failure in the Rotor of a Steam Turbine | 246 |
8.7.3. | Gas Turbines | 247 |
| References | 250 |
9. | Failure Mitigation and Extension of Service Life | 251 |
9.1. | Introduction and Historical Perspective | 251 |
9.2. | Failure Mode and Effect Assessment | 253 |
9.3. | Procedures for Assessing Fitness for Service | 255 |
9.4. | Evaluation of General and Local Loss of Thickness | 257 |
9.5. | Evaluation of Geometrical Discontinuities and Cracks | 259 |
9.6. | The Leak Before Break Criterion for Pressurized Components | 264 |
9.7. | Monitoring Damage and Stresses During Service | 264 |
9.8. | Strength Tests Using Instrumented Indentation | 270 |
9.9. | Monitoring of Machines | 271 |
9.9.1. | Vibration Analysis | 273 |
9.9.2. | Lubricant Analyses | 274 |
9.9.3. | Acoustic Emission Analysis | 275 |
9.9.4. | Analysis by Infrared Thermography | 276 |
9.10. | Estimation of Residual Life Against Damage Mechanisms | 276 |
9.10.1. | Example 9.A Fatigue Life Prediction in a Pipeline | 278 |
| References | 281 |
10. | Consequences of a Failure Analysis | 283 |
10.1. | Writing Reports After a Failure Analysis | 283 |
10.2. | Failure Analysis in Potentially Litigious Cases | 285 |
10.3. | Learning or not Learning from Accidents, Here the Question | 288 |
10.4. | On Human Error | 291 |
10.5. | Human Errors at Different Levels, the Chernobyl Case | 293 |
10.5.1. | The Worst Nuclear Disaster | 293 |
10.5.2. | Levels in the Chain of Human Errors | 295 |
10.6. | Business Impositions and Political Decision-Making | 297 |
10.6.1. | Example 10.A Incident on a Water Pumping Plant | 298 |
10.7. | The Rules are Relaxed: The Case of the Macondo Oil Well | 301 |
10.8. | Underestimating Consequences of Natural Events, the Fukushima Event | 305 |
10.9. | Management of Old Plants and Equipment | 307 |
10.10. | Causes and Consequences of the Most Famous Accident | 310 |
| References | 313 |