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Book Cover
Book
Author Palmiter, Alan R., author

Title Securities regulation / Alan R. Palmiter (Howard L. Oleck Professor of Business Law, Wake Forest University)
Edition Seventh edition
Published New York : Wolters Kluwer, [2017]
℗♭2017

Copies

Location Call no. Vol. Availability
 MELB  KN 304.1 G1 Pal/Sre 2017  AVAILABLE
Description xxv, 666 pages ; 26 cm
Series Examples & explanations
Examples & explanations series.
Contents Introduction to securities markets and regulation -- Definition of security -- Materiality -- Registration of securities offerings -- Exemptions from Securities Act registration -- Securities Act liability -- Secondary and other postoffering distributions -- Securities Exchange Act of 1934 -- Rule 10b-5 -- Insider trading -- Regulation of securities industry -- Public enforcement -- U.S. regulation of cross-border securities transactions
Notes Includes index
Subject Securities -- United States.
Genre/Form Study guides.
Study guides.
LC no. 2017010912
ISBN 9781454881308
1454881305