| Description |
1 online resource |
| Contents |
Part 1 Introduction. Chapter 1 Regulating securities and markets -- Chapter 2 Administration of the securities and financial services laws -- Chapter 3 Defining financial products -- Part 2 Issuers. Chapter 4 Regulation of securities offeriNGS -- Chapter 5 Conducting a regulated securities offer -- Chapter 6 Offering managed investments, derivatives and other financial products -- Chapter 7 Continuous disclosure -- Chapter 8 Liability for defective disclosure -- Chapter 9 Investor claims for defective disclosure -- Part 3 Markets. Chapter 10 Market infrastructure providers -- Chapter 11 Overview of regulation of the securities markets and the regulation of market participants -- Chapter 12 Enforceability of the ASX listing rules -- Part 4 Intermediaries. Chapter 13 Australian financial services licensing -- Chapter 14 Financial services licensees and their clients -- Chapter 15 Consumer protection -- Part 5 Market conduct. Chapter 16 Market misconduct, prohibited conduct and short selling -- Chapter 17 Insider trading |
| Summary |
"Securities and Financial Services Law, 9th edition is the leading legal analysis of securities and financial services law and regulation in Australia. The book provides a comprehensive and practical treatment of the relevant parts of the Corporations Act and the Australian Securities and Investments Commission (ASIC) Act, the Australian Securities Exchange (ASX) Listing and ASIC Market Integrity Rules, ASIC policy, the market competition and Future of Financial Advice reforms, as well as reference to relevant case law. An introductory chapter presents an overview of the development and shape of securities regulation in Australia. The balance of the work is structured into parts focusing on securities and financial product issuers, including continuous disclosure requirements, investor claims for defective disclosure and securities class actions; markets; intermediaries; and market conduct regulation. Written by leading experts in the field, this book is a valuable resource for law and business students, legal practitioners, securities industry professionals, bankers and accountants."--LexisNexis Australia Website |
| Analysis |
Australian |
| Bibliography |
Includes bibliographical references and index |
| Subject |
Securities -- Australia
|
|
Investments -- Australia
|
|
Financial services industry -- Law and legislation -- Australia
|
|
Stock exchanges -- Law and legislation -- Australia
|
|
Financial services industry -- Law and legislation
|
|
Investments
|
|
Securities
|
|
Stock exchanges -- Law and legislation
|
|
Bankrecht
|
|
Börsenrecht
|
|
Kapitalmarkt
|
|
Finanzdienstleistung
|
|
Australia
|
|
Australien
|
| Form |
Electronic book
|
| Author |
Black, Ashley, author
|
|
Hanrahan, Pamela F, author
|
|
LexisNexis Butterworths, publisher
|
|
CCH Australia Limited, distributor.
|
| ISBN |
9780409343076 |
|
0409343072 |
|
