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E-book
Author Tokatlides, Constantinos, author

Title Retail depositor and retail investor protection under EU law : in the event of financial institution failure / Constantinos Tokatlides
Published London : Routledge, Taylor & Francis Group, 2017

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Description 1 online resource (xxix, 220 pages) : illustrations
Series Routledge research in EU law
Routledge research in EU law.
Contents Cover; Half Title; Title Page; Copyright Page; Table of Contents; Foreword; Preface and acknowledgements; Acronyms and abbreviations; Table of legislation; European Union; International; National legislation; Table of cases; ECJ and General Court; EFTA Court; UK courts; Dedication; 1 Introduction; 1.1 The real economy and the financial market -- the issue of promises and trust; 1.2 The reason to regulate and supervise the financial market, and financial consumer protection; 1.3 The question addressed; Defining and delimiting the question addressed; Criteria and methodology
Part I The double aim of protecting financial consumers and the stability of the markets in the context of financial institution failure2 International initiatives on financial law and financial consumer protection prior to the GFC: from economic externalities to legal rules; Introductory note; 2.1 International initiatives on banking law; The 2000 FSF Guidance for developing effective deposit insurance systems; 2.2 International initiatives on investment services law; The 1996 IOSCO Report on Client Asset Protection; The 1998 IOSCO Objectives and Principles of Securities Regulation
2.3 Cross-sectoral considerations on the status of financial consumersThe 2001 Joint Forum Report, Core Principles -- cross-sectoral comparison; Interim concluding remarks; 3 International initiatives on financial law after the GFC: reconsidering systemic risk and the protection of financial consumers; Introductory note; 3.1 International initiatives on banking and investment services law: ending 'too-big -- to-fail' -- the new resolution regime and bail-in; The 2009 BCBS/IADI Core Principles for Effective Deposit Insurance; The 2012 FSB Thematic Review on Deposit Insurance Systems
The 2011 IOSCO Final Report for the protection of client assetsThe 2011 FSB Key Attributes of Effective Resolution Regimes of FIs; The 2014 FSB Key Attributes of Effective Resolution Regimes of FIs; 3.2 Cross-sectoral considerations on the status of financial consumers; The 2010 Joint Forum (BCBS, IOSCO, IAIS) Report on the Differentiated Nature and Scope of Financial Regulation; The 2011 G-20/OECD High Level Principles on Financial Consumer Protection; The 2012 World Bank Good Practices for Financial Consumer Protection; Interim concluding remarks
4 Development and objectives of EU financial law on financial consumer protection prior to the GFC: focusing on the creation of a single marketIntroductory note; 4.1 Development of EU banking law prior to the GFC; Winding-up Directive; 4.2 Development of EU investment services law prior to the GFC; The Investment Services Directive (ISD); The Markets in Financial Instruments Directive (MiFID); Interim concluding remarks; 5 Effect of the GFC on EU financial supervisory architecture: centralisation and concentration of powers at the EU level; Introductory note
Bibliography Includes bibliographical references (pages 198-216) and index
Notes Print version record
Subject Financial institutions -- Law and legislation -- European Union countries
Financial services industry -- Law and legislation -- European Union countries
Individual investors -- Legal status, laws, etc. -- European Union countries
Consumer protection -- Law and legislation -- European Union countries
Risk management -- Law and legislation -- European Union countries
Consumer protection -- Law and legislation
Financial institutions -- Law and legislation
Financial services industry -- Law and legislation
Risk management -- Law and legislation
European Union countries
Form Electronic book
ISBN 1317224205
9781317224204
9781138655010
1138655015
9781315622835
1315622831
9781317224198
1317224191
9781317224181
1317224183