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Mark   Year Entries
Securities fraud -- Case studies. : Munchee, the SEC, and utility tokens / John Vincent Eagan  2019 1
Securities fraud -- Europe -- History -- 21st century : Banking on failure cum-ex and why and how banks game the system / Richard S Collier  2020 1
Securities fraud -- Germany. : Anfechtungsrechte bei Wertpapiergeschäften zu nicht marktgerechten Preisen (Mistrades)  2011 1
Securities fraud -- Great Britain -- Biography. : The real Horatio Bottomley / by Henry J. Houston  1923? 1
Securities fraud -- Great Britain -- History -- 19th century. : White-collar crime in modern England : financial fraud and business morality, 1845-1929 / George Robb  1992 1
Securities fraud -- Great Britain -- History -- 20th century. : White-collar crime in modern England : financial fraud and business morality, 1845-1929 / George Robb  1992 1
Securities fraud -- Law and legislation. : Insider trading and market manipulation : investigating and prosecuting across borders / Janet Austin (Faculty of Law, University of New Brunswick, Canada)  2017 1
Securities fraud -- Law and legislation -- United States -- Periodicals. : Compliance week  c2004- 1
Securities fraud -- New York (State) : White collar crime in the mutual fund industry / Andrew Peterson  2012 1
Securities fraud -- New York (State) -- Syracuse -- Case studies. : Need and greed : the story of the largest Ponzi scheme in American history / Stewart L. Weisman  1999 1
Securities fraud -- Pennsylvania.   2
Securities fraud -- Pennsylvania -- Cases. : In the Supreme Court, in and for the Eastern District of Pennsylvania : between Joshua Spering, assignee, and Drexel and others : in equity : the separate answer of Stephen Coulter  1868? 1
Securities fraud -- Periodicals : Compliance reporter  1994- 1
Securities fraud -- Prevention. : Hacking The System: Personal Security - Ep 1  2014 1
Securities fraud -- United States.   9
Securities fraud -- United States -- Case studies.   2
Securities fraud -- United States -- Cases.   2
Securities fraud -- United States -- Periodicals. : Securities litigation journal (Online)  2007- 1
Securities fraud -- United States -- Prevention.   2
Securities -- Germany.   4
Securities -- Germany -- Case studies. : Surfing the IPO wave : a Chinese luxury brand bets on the Frankfurt Stock Exchange / Xinhua Wittmann, Stephan Oehen  2017 1
Securities -- Germany -- Periodicals. : Deutsches risk    1
Securities -- Great Britain.   10
Securities -- Great Britain -- Periodicals.   2
Securities -- Handbooks, manuals, etc : NASD manual  2008 1
Securities -- History. : The global securities market : a history / Ranald C. Michie  2006 1
Securities -- India. : India : financial sector assessment program - detailed assessments report on CPSS-IOSCO recommendations for securities settlement systems and central counterparties  2013 1
Securities -- Indonesia. : Indonesia : CPSS-IOSCO recommendations for securities settlement systems : the equity and corporate bonds securities settlement systems : detailed assessment of observance  2012 1
 

Securities industry -- See Also the narrower term Global custody (Securities)


  1
Securities industry.   20
Securities industry -- Australia.   3
Securities industry -- Brazil. : Vanguard Security Corporation : international transaction dilemma / F. John Mathis, Paul G. Keat  2009 1
Securities industry -- Canada -- History. : Blue skies and boiler rooms : buying and selling securities in Canada, 1870-1940 / Christopher Armstrong  1997 1
Securities industry -- Canada -- Periodicals : Investment executive  1991- 1
Securities industry -- China -- Congresses. : China and India : learning from each other, reforms and policies for sustained growth / [editors, Jahangir Aziz, Steven Dunaway, and Eswar Prasad]  2006 1
Securities industry -- Corrupt practices. : Banking on fraud : Drexel, junk bonds, and buyouts / Mary Zey  2017 1
Securities industry -- Corrupt practices -- United States. : Banking on fraud : Drexel, junk bonds, and buyouts / Mary Zey  2017 1
Securities industry -- Customer services.   3
Securities industry-Data processing-Congresses : The Double Auction Market : Institutions, Theories, and Evidence  2018 1
Securities industry -- Deregulation -- Australia. : Organizational change within the stockbroking industry : a contracting perspective / Michael Aitken and Robert Czernkowski  1990 1
Securities industry -- Deregulation -- Cross-cultural studies -- Congresses.   2
Securities industry -- Deregulation -- United States. : Capital markets, derivatives and the law / Alan N. Rechtschaffen  2009 1
Securities industry -- Economic aspects.   2
Securities industry -- European Union countries. : Integration of the securities market infrastructure in the European Union : policy and regulatory issues / Elias Kazarian  2006 1
Securities industry -- Forecasting. : Forecasting profits using price & time / Ed Gately  1998 1
Securities industry -- Government policy -- European Union countries. : Building an EU securities market / EilĂ­s Ferran  2004 1
Securities industry -- Government policy -- United States. : Financial regulation of U.S. banking and securities markets : an overview / Edwin P. Rouse, editor  2014 1
Securities industry -- History. : The global securities market : a history / Ranald C. Michie  2006 1
Securities industry -- India. : Capital markets in India / edited by Rajesh Chakrabarti and Sankar De  2010 1
Securities industry -- India -- Congresses. : China and India : learning from each other, reforms and policies for sustained growth / [editors, Jahangir Aziz, Steven Dunaway, and Eswar Prasad]  2006 1
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