Description |
1 online resource (xvii, 507 pages) |
Series |
LCF studies in commercial and financial law, 2731-6610 ; volume 3 |
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LCF studies in commercial and financial law ; v. 3. 2731-6610
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Contents |
Part I: Transnational securities regulation : how it works -- IOSCO [International Organization of Securities Commissions] : evolution, nature, and governance -- IOSCO in the international financial architecture -- Standard-making, accountability, and legitimacy -- Combined techniques for the implementation of securities standards -- A mechanism for the coordination of cross-border enforcement -- Part II: Transnational securities regulation : who shapes it -- The involvement of regulatory powers in IOSCO -- Horizontal standards : harmonizing principles and conflicts of securities regulation -- Vertical standards addressed to public authorities -- Vertical standards addressed to private parties -- Vertical standards set in concert with other institutions -- Part III: Perspectives around transnational securities regulation |
Summary |
The book provides an analysis of the emergence, evolution, and transformation of transnational securities regulation and of the influences from and the interactions between global regulatory powers in the field. Combining insights from law and political science, the work employs a two-tier complementary "on-the-books" and "in-action" approach. The more classical "on-the-books" approach draws on scholarship in United States and European Union securities regulation; transnational regulation and global administrative law; regime complexity; global governance studies; and the regulatory production of the International Organisation of Securities Commissions (IOSCO). The law in-action approach leverages the authors experience as Compliance senior professional in a multinational financial institution as well as research interviews with senior IOSCO staff. The authors findings enable the reader to develop an original understanding of IOSCO, its standards, and its unique place in the transnational regulatory arena. They also challenge the doxa that the US are the only driving regulatory power in the securities area when in fact, other regulatory powers are emerging for the time being, the EU. The balance has shifted and regulatory compromises are achieved at different points in the rule making process |
Bibliography |
Includes bibliographical references |
Notes |
Print version record |
Subject |
International Organization of Securities Commissions.
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SUBJECT |
International Organization of Securities Commissions fast |
Subject |
Securities.
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Securities industry -- Law and legislation.
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Conflict of laws -- Securities.
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Conflict of laws -- Securities
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Securities
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Securities industry -- Law and legislation
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Form |
Electronic book
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Author |
London Centre for Commerical and Financial Law, sponsoring body.
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ISBN |
9783031180637 |
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3031180631 |
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