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Mark   Year Entries
Securities -- Philippines.   2
Securities -- Portugal. : Portugal : financial sector assessment program : technical note : investor protection, disclosure, and financial literacy / [International Monetary Fund, Money and Capital Markets Dept.]  2007 1
Securities -- Prices.   19
Securities -- Prices -- Charts, diagrams, etc. : Trading price action reversals : technical analysis of price charts bar by bar for the serious trader / Al Brooks  2012 1
Securities -- Prices -- Mathematical models.   22
Securities -- Prices -- United States. : Some theoretical problems suggested by the movements of interest rates, bond yields, and stock prices in the United States since 1856 / Frederick R. Macaulay  1980 1
 

Securities, Privately placed -- See Privately placed securities


Here are entered works on the sale of securities directly to institutional investors such as banks, mutual funds, insurance companies, pensions funds, foundations, etc. Works on private transactions in which individual investors or a limited group of investors are allowed to purchase stock in a publicly traded company, usually below the market price, are entered under Private investments in public equity
  1
Banks and banking -- Securities processing.   2
Banks and banking -- Securities processing -- Asia. : Bond market settlement and emerging linkages in selected ASEAN+3 countries  2005 1
Banks and banking -- Securities processing -- Periodicals : Journal of securities operations & custody  2007 1
Banks and banking -- Securities processing -- United States. : Bottomline banking : meeting the challenges for survival & success / John B. McCoy, Larry A. Frieder, Robert B. Hedges, Jr  1994 1
 

Securities processing services of banks -- See Banks and banking Securities processing


  1
Securities -- Research.   2
Securities -- Russia. : Russian Federation : detailed assessment of observance of IOSCO objectives and principles of securities regulation / International Monetary Fund, Monetary and Capital Markets Dept  2012 1
Securities -- Saudi Arabia. : Saudi Arabia : reports on the observance of standards and codes / International Monetary Fund, Monetary and Capital Markets Dept. ; World Bank, Financial Sector Vice Presidency, Middle East and North Africa Region, Vice Presidency  2012 1
Securities -- Scandinavia -- Periodicals. : Nordic risk    1
Securities -- Singapore. : The business guide to Singapore / edited by Amelyn Chong  1997 1
Securities -- South Africa.   2
Securities -- South Africa -- Periodicals. : Risk South Africa    1
Securities -- Spain.   2
Securities -- State supervision.   2
Securities -- State supervision -- Argentina. : Argentina : detailed assessment of observance of IOSCO objectives and principles of securities regulation  2012 1
Securities -- State supervision -- Belgium.   2
Securities -- State supervision -- Canada.   3
Securities -- State supervision -- Canada -- Evaluation. : Canada : Financial Sector Assessment Program IOSCO Objectives and Principles of Securities Regulation, Detailed Assessment of Implementation / International Monetary Fund  2014 1
Securities -- State supervision -- Cyprus. : Cyprus : assessment of financial sector supervision and regulation, including reports on the observance of standards and codes on the following topics : banking supervision, insurance supervision, and securities regulation / [prepared by the Monetary and Financial Systems Dept.]  2006 1
Securities -- State supervision -- Europe. : European Union : Publication of Financial Sector Assessment Program Documentation-Detailed Assessment of Observance of the CPSS-IOSCO Principles for Financial Market Infrastructures  2013 1
Securities -- State supervision -- France. : France : financial sector assessment program : detailed assessment of observance of IOSCO objectives and principles of securities regulation  2013 1
Securities -- State supervision -- Great Britain. : United Kingdom : Observance by LCH CLEARNET LIMITED of the CPSS-IOSCO Recommendations for Central Counterparties Detailed Assessment of Observance  2011 1
Securities -- State supervision -- Iceland. : Iceland : Report on Observance of Standards and Codes (ROSC)  2014 1
Securities -- State supervision -- Indonesia. : Indonesia : Implementation of the IOSCO objectives and principles of securities regulation : detailed assessment of observance  2012 1
Securities -- State supervision -- Ireland.   2
Securities -- State supervision -- Israel. : Israel : detailed assessment of IOSCO objectives and principles of securities regulation / International Monetary Fund, Monetary and Capital Markets Dept  2012 1
Securities -- State supervision -- Italy. : Italy : financial sector assessment program : detailed assessment of observance of the IMF code of good practices on transparency in monetary and financial policies : securities regulation / [International Monetary Fund, Monetary and Financial Systems Dept.]  2006 1
Securities -- State supervision -- Kazakhstan. : The Republic of Kazakhstan : financial system stability assessment  2014 1
Securities -- State supervision -- Kuwait. : Kuwait : financial system stability assessment, including reports on the observance of standards and codes on the following topics : banking supervision, securities regulation, anti-money laundering and combating the financing of terrorism / [prepared by the Monetary and Financial Systems and Middle East and Central Asia Depts.]  2004 1
Securities -- State supervision -- Lithuania. : Lithuania : financial sector assessment program update : technical note : IOSCO objectives and principles of securities regulation assessment  2008 1
Securities -- State supervision -- Malaysia.   2
Securities -- State supervision -- Netherlands. : Kingdom of the Netherlands-Netherlands : publication of financial program documentation- detailed assessment of observance on IOSCO principles and objectives of securities regulation / International Monetary Fund. Monetary and Capitals Market Development  2011 1
Securities -- State supervision -- Nigeria. : Nigeria : publication of financial sector assessment program documentationtechnical note on strengthening monetary and liquidity management  2013 1
Securities -- State supervision -- Panama. : Panama : assessment of financial sector supervision and regulation, including reports on the observance of standards and codes on the following topics : banking supervision, insurance supervision, and securities legislation / [prepared by the Monetary and Capital Markets Dept.]  2007 1
Securities -- State supervision -- Russia. : Russian Federation : detailed assessment of observance of IOSCO objectives and principles of securities regulation / International Monetary Fund, Monetary and Capital Markets Dept  2012 1
Securities -- State supervision -- Russia (Federation) : Russian Federation  2016 1
Securities -- State supervision -- Saudi Arabia. : Saudi Arabia : reports on the observance of standards and codes / International Monetary Fund, Monetary and Capital Markets Dept. ; World Bank, Financial Sector Vice Presidency, Middle East and North Africa Region, Vice Presidency  2012 1
Securities -- State supervision -- South Africa. : South Africa : financial system stability assessment, including report on the observance of standards and codes on the following topic : securities regulation / [prepared by the Monetary and Capital Markets and African Depts.]  2008 1
Securities -- State supervision -- Spain.   2
Securities -- State supervision -- Sweden. : Sweden : financial sector assessment program update- detailed assessment of observance on IOSCO principles and objectives of securities regulation / International Monetary Fund. Monetary and Capitals Market Development  2011 1
Securities -- State supervision -- Switzerland. : Switzerland : report on observance of standards and codes  2014 1
Securities -- State supervision -- United States. : Financial Sector Assessment Program : United States of America ; the Depository Trust Company's observance of the CPSS-IOSCO recommendations for securities settlement systems ; detailed assessment of observance  2010 1
Securities -- Study and teaching -- England. : Underwriting practice / Rosamund Emery ... [and others]  2008 1
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